25-02220.pdf

25-02220.pdf
Anonymous (not verified)
Thu, 08/20/2026 – 12:25

Case ID
25-02220

Forum

Document Type

Claimants
Charles Weldon

Respondents
Cetera Wealth Services, LLC
Independent Financial Group, LLC.

Neutrals
Madelon M. Rosenfeld
James M. Stern
Gary B. Deutsch

Hearing Site

Award Document

Documentum DocID
01b37653

Award Date Official
Thu, 08/20/2026 – 12:00

Claimant Representatives
William R. Bean

Respondent Representatives
Benjamin J. Biard
Sarah J. Kreisman

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