25-00741.pdf Anonymous (not verified) Fri, 08/21/2026 – 10:55 Case ID 25-00741 Forum FINRA Document Type Award Claimants Tara-Lennette Hines Respondents Charles Schwab & Co., Inc. Neutrals Tyrone Nathaniel Watson Christy Lyn Foley Joseph Angel Jimenez Hearing Site Orlando, FL Award Document 25-00741.pdf Documentum DocID fafbd55d Award Date Official Fri, 08/21/2026 – 12:00 Related Content Off…
Sam Waldon The Securities and Exchange Commission announced Wednesday that Sam Waldon, principal deputy director of its Division of Enforcement, will leave the agency after serving more than 14 years. Osman Nawaz, who will succeed Waldon as principal deputy director, rejoined the SEC in June, after previously serving with the agency from 2010 to 2024….
Five people have died in Louisiana from flesh-eating bacteria infections so far in 2026, state health officials said on August 6. A total of nine cases of Vibrio vulnificus bacteria have been reported in 2026 in the state, the Louisiana Department of Health reported. All nine patients had underlying health conditions and were hospitalized after…
Real assets, particularly energy, contributed meaningfully, the manager said, alongside steadier gains in credit and external manager programs. Fixed income delivered more modest results amid elevated bond yields and shifting rate expectations, while a stronger US dollar lifted overall returns. The two accounts that make up the fund diverged, as designed. The base CPP account…
SEI Investments Co. and WTW Investments, a division of WTW, announced a partnership to develop private market funds available through collective investment trusts. WTW will provide investment and operational due diligence, as well as research support for private market strategies used in retirement-focused CITs and evergreen solutions, according to the announcement. According to Christy Loop,…
Mesirow, a Chicago-based, employee-owned financial services firm with about $390.6 billion in assets under supervision, is pushing further into retirement plan asset management with the acquisition of flexPATH Strategies’ 3(38) custom investment management business. The acquisition is the second that the firm’s Mesirow Fiduciary Solutions, which has $164 billion under management advisement, has made in…