26-01251.pdf
Anonymous (not verified)
Wed, 08/26/2026 – 17:10
Features Deadline Fast Approaching to Vote in FINRA Board ElectionFINRA encourages member firms to vote before July 13 in the election for one Small Firm Governor and one Large Firm Governor to the FINRA Board of Governors. These representatives play a crucial role in providing industry perspective on important issues before the Board. Voting concludes…
You need to pay a bill. A utility, a phone company, maybe a toll you forgot about. So you do what everybody does — type the company’s name into Google, hit search, and click the first result that looks official. That instinct just cost one company $2.1 million. On Aug. 17, the Federal Trade Commission…
23-01060.pdf Anonymous (not verified) Tue, 08/25/2026 – 15:50 Case ID 23-01060 Forum FINRA Document Type Award Claimants Amy Kangleon Respondents William Davis Pinnacle Capital Securities, Llc Neutrals Martin Jonathan Barrack John Scott Carter Cynthia Cashman Makin Hearing Site San Diego, CA Award Document 23-01060.pdf Documentum DocID f4cb8727 Award Date Official Mon, 08/24/2026 – 12:00 Related…
Member firms should be aware of a significant security threat that can result in unauthorized access to member firm data stored in Microsoft Dynamics 365 (D365) environments via misconfigured Microsoft Power Pages portals. A threat actor group known as ExfilSquad is conducting an ongoing data extortion campaign targeting organizations across multiple sectors, including financial services…
No matter the reason you’re scrubbing down your home, cleaning often feels like a healthy impulse. But take care you don’t get hurt. That’s easier than you’d imagine, as cleaning products often contain chemicals — including bleach, ammonia, acids and hydrogen peroxide — that should never be used together. Read on as we outline some…
