SR-FINRA-2026-009
SR-FINRA-2026-009
K32984
Fri, 08/28/2026 – 13:23
Rule Filing Status: Filed for Immediate Effectiveness
A proposed rule change to amend the FINRA Rule 6700 Series (Trade Reporting and Compliance Engine) (“TRACE”) to expand the scope of the non-member affiliate—principal transaction indicator to also include member affiliates.
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Sun, 08/02/2026 – 16:00
America/New York