SR-FINRA-2026-009

SR-FINRA-2026-009
K32984
Fri, 08/28/2026 – 13:23

Rule Filing Status: Filed for Immediate Effectiveness

A proposed rule change to amend the FINRA Rule 6700 Series (Trade Reporting and Compliance Engine) (“TRACE”) to expand the scope of the non-member affiliate—principal transaction indicator to also include member affiliates.  

Event Category

Add to Calendar
Yes

All Day
1

Event Date
Sun, 08/02/2026 – 10:00

Sun, 08/02/2026 – 16:00

America/New York

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