Report Center Webinar Series: Equity Report Cards
This session covers the monthly CAT/Equity trading compliance report cards:
- Best Execution Outside-of-the-Inside report card,
- Market Order Timeliness Statistical report,
- Executing & Reporting Firm 10 Second Compliance report card,
- Contra Executing & Contra Reporting Firm 20 Minute compliance report card,
- Reg NMS Trade Through report card, and
- Firm QMRC Summary Scorecard.
Additionally, the presentation will cover the new daily Account Holder Type Consistency and CAT – TRF/ORF Trade Data Consistency interactive report cards.
You’ll come away knowing how to navigate the reports, interpret timeliness and mismatched data, and put those insights to use in your supervisory procedures.
